Horizontal Compliance Risk Manager, Vice President (m|f|x) Frankfurt

The State Street Bank International GmbH Compliance team seeks a Compliance Vice President to support the oversight of and provide advice and guidance related to the suite of products & services provided by the Bank mainly for the Institutional Services (IS), Global Delivery (GD), Global Markets (GM), Global Treasury (GT) and Global Credit Finance (GCF) divisions. The main responsibility is to assist in delivering regulatory advice for these business units in Germany.

Aufgaben

• Provide support and advice on consisted implementation of KWG, MaRisk, MaComp in all SSBI Branches.
• Support the organizational design and a proper and consistent Compliance Governance.
• Support the implementation of regulatory changes.
• Provide trainings on upcoming regulations and advice on existing regulatory framework
• Support project teams in consistent implementation of regulatory change.
• Draft and design reporting for regulatory and governance purposes
• Provide support to the Compliance team in the analysis and interpretation of policies and regulations as it aligns with the corresponding business units. This includes new regulations being implemented that affect the business units.
• Provide regulatory advice in the Compliance related supervisory law (Germany and EU).
• Provide challenge to the business in regard to regulatory adherence; this includes communication of required corrective actions to senior management.
• Be responsible for support in drafting and maintaining policies and procedures, as well as corresponding training.
• Deal with general regulatory queries from staff.
• Work on Business Line and/or Compliance related projects as assigned.
• Provide regulatory support to State Street Bank International GmbH´s Compliance network with regard to the impact of EU legislation.

Profil / Ihre Qualifikation / Ihre Persönlichkeit:

• Excellent interpersonal, organizational, communication and team-working skills
• Strong analytical skills, excellent oral and written communication skills
• Attention to detail, project management and organizational skills
• Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environment
• Fully qualified German lawyer or comparable education.
• Minimum 9+ years’ experience in financial services preferably within a compliance function, legal department or advisory/audit firm.
• Have a strong understanding of policies, procedures and controls.
• Demonstrate an excellent recognized subject matter expert understanding of German and European requirements including amongst others KWG, MaRisk, MaComp, MiFID, MAR, SFDR, SFTR and other applicable laws, rules and regulations.
• Ability to make independent decisions, develop creative solutions to problems and manage implementation through to acceptance.
• Assume ownership for the delivery of projects while also operating successfully in a cross-functional team environment.

Das erwartet Sie

• Flexible working time
• Work from home days might be possible depending on the role
• Depending on legal entity 37,5 or 40 working hours per week
• Pension plan offering
• Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
• Group accident insurance
• Mentoring program
• Regular performance reviews and structured performance management
• Personal development possibilities and extensive web based training catalogue
• Free German and English language classes
• Global Inclusion, Global Outreach and Corporate Citizenship programs
• Dynamic, diverse, international, and multicultural working environment with English company language

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Standort

Herriotstrasse 1, D-60528 Frankfurt