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Compliance, Private Wealth Management Compliance, Associate, Zurich (m|f|x) Hero Image

Compliance, Private Wealth Management Compliance, Associate, Zurich (m|f|x) Zürich

Vermögensverwaltung
Vollzeit
ohne Führungsaufgaben
mit betrieblicher Altersvorsorge

Job-Überblick

Veröffentlichung
29. März 2025
Bewerbung bis
3. Juni 2025
Downloads

Aufgaben

  • Interacting with the global PWM business and compliance teams on a daily basis
  • Having knowledge and understanding of different Swiss and EU rules and regulations and how they impact the PWM business
  • Reviewing marketing materials that are used to pitch PWM products and services to clients
  • Tracking, reviewing, and analysing regulatory updates and assisting with implementing necessary changes across the business
  • Preparing supervisory meeting materials detailing key metrics and regulatory issues
  • Focused conduct risk reviews
  • Review of complex trade approvals
  • Assisting with firm risk assessment processes for PWM business lines
  • Responding to different regulatory examinations and inquiries pertaining to PWM
  • Developing and implementing policies, procedures and best practices for PWM

Profil / Ihre Qualifikation / Ihre Persönlichkeit:

  • Graduate degree in law, business, or other relevant program
  • 3+ years of relevant experience preferable
  • Fluent in in English and preferably in another Swiss language (German, French, Italian)
  • Strong investigative, analytical and problem solving skills with ability to exercise sound and balanced judgment
  • Excellent time management, analytical, and communication skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Familiarity with financial industry products and markets, as well as corresponding rules and regulations
  • Proficiency with Microsoft Word, Excel, and PowerPoint

Preferred Qualification

  • Knowledge of Swiss and EU regulatory environment
  • Knowledge of products and trading strategies used in PWM, e.g. complex products, OTC, derivatives, structured products, alternative investments is advantageous
  • Private wealth management / product compliance experience preferred
  • At least three years of relevant post-undergraduate work experience, or, if holding a Masters, PhD, MBA, JD or equivalent, one to two years of relevant experience
  • An ideal candidate should:
  • Have the ability to quickly grasp complex concepts, including global business and regulatory matters
  • Exercise strong judgement and decision-making in a collaborative consensus-driven environment
  • Be interested in and willing to develop expertise in legal, regulatory and compliance issues in the financial industry
  • Have strong project management skills and ability to see a task to completion
  • Possess excellent interpersonal skills - team player, able to forge relationships, build consensus, and influence decisions
  • Work well under pressure and have a positive, hands-on, “can do” attitude
  • Be able to devise and implement creative and innovative solution
  • Possess strong analytical and risk assessment skills as well as concise verbal and written communication skills
  • Be a self-starter, with the ability to self-educate and work effectively with minimal supervision
  • Have the ability to multi-task and adapt to new situations and a dynamic work environment
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Kontakt

Leonora Canaj

Leonora Canaj

Associate Human Capital Management

Standort

Claridenstrasse 25, CH-8002 Zürich